Full-Scope IAEA Safeguards as a Global Norm

 

Basic NPT Obligation (Applies to 183 non-nuclear-weapon states):

 

“1. Each non-nuclear-weapon State Party to the Treaty undertakes to accept safeguards, as set forth in an agreement to be negotiated and concluded with the International Atomic Energy Agency in accordance with the Statute of the International Atomic Energy Agency and the Agency’s safeguards system . . .

 

Article III,  Treaty on the Non-Proliferation of Nuclear Weapons

 

Basic Undertaking” of NPT Safeguards Agreement, in INFCIRC/153:

 

 

  “1.The Agreement should contain, in accordance with Article III.l of the Treaty on the Non-Proliferation of Nuclear Weapons, an undertaking by the State to accept safeguards, in accordance with the terms of the Agreement, on all source or special fissionable material in all peaceful nuclear activities within its territory, under its jurisdiction or carried out under its control anywhere, for the exclusive purpose of verifying that such material is not diverted to nuclear weapons or other nuclear explosive devices.”

 

“The Structure and Content of Agreements Between the Agency and States Required in Connection with the Treaty on the Non-Proliferation of Nuclear Weapons,” INFCIRC/153, June 1972.

 

NPT States Parties Endorse Full-Scope Safeguards (1995 NPTREC):

 

 "12.  New supply arrangements for the transfer of source or special fissionable material or equipment or material especially designed or prepared for the processing, use or production of special fissionable material to non-nuclear-weapon States should require, as a necessary precondition, acceptance of IAEA full-scope safeguards and internationally legally binding commitments not to acquire nuclear weapons or other nuclear explosive devices."

 

Paragraph 12 of “Decision 2:  Principles and Objectives for Nuclear Non-Proliferation and Disarmament,” 1995 NPT Extension Treaty, NPT/CONF.1995/32/DEC.2.

 

NPT States Parties Reaffirm Full-Scope Safeguards (2000 NPT RevCon):

 

The Conference recalls and reaffirms the decision of the1995 Review and Extension Conference entitled “Principles and objectives for nuclear non-proliferation and disarmament”, noting paragraph 1 of the principles and objectives and the elements relevant to article III of the Treaty, in particular paragraphs 9 to 13 and 17 to19, and to article VII of the Treaty, in particular paragraphs 5 to 7.

 

[…]

 

The Conference remains … urges all four States not parties to the Treaty, Cuba, India, Israel and Pakistan, to accede to it without delay and without conditions, and to bring into force the required comprehensive safeguards agreements, together with Additional Protocols consistent with the Model contained in INFCIRC/540 (Corrected).

 

Final Document, 2000 NPT Review Conference, NPT/CONF.2000/28, Vol. 1, Part. 1.

 

Final Declaration, 1985 NPT RevCon

 

“The Conference therefore specifically urges all non-nuclear-weapon States not party to the Treaty to make an international legally-binding commitment not to acquire nuclear weapons or other nuclear explosive devices and to accept IAEA safeguards on all their peaceful nuclear activities, both current and future, to verify that commitment.  The Conference further urges all States in their international nuclear co-operation and in their nuclear export policies and, specifically as a necessary basis for the transfer of relevant nuclear supplies to non-nuclear-weapon States, to take effective steps towards achieving such a commitment to non-proliferation and acceptance of such safeguards by those States.  The Conference expresses its view that accession to the Non-Proliferation Treaty is the best way to achieve that objective.”

 

Final Declaration (agreed by consensus), NPT Review Conference, 1985.

 

IAEA General Conference Resolution (September 2004):

 

Affirms the urgent need for all States in the Middle East to forthwith accept the application of  full-scope Agency safeguards to all their nuclear activities as an important confidence-building  measure among all States in the region and as a step in enhancing peace and security in the context of  the establishment of a nuclear-weapon-free zone (NWFZ)

               

                GC(48)/RES/16, September 2004.

 

IAEA General Conference Resolution (September 2004)

 

3. Bearing in mind the importance of achieving the universal application of the Agency’s  safeguards system, urges all States which have yet to bring into force comprehensive safeguards  agreements to do so as soon as possible

 

            GC(48)/RES/14, September 2004.

 

IAEA Report on Strengthening Safeguards (August 2004)

 

24. Even though the dramatic increase in States with additional protocols actually in force is a  positive development, more needs to be done. By 16 July 2004, more than seven years after the Board  approved the Model Additional Protocol, 108 States – including 17 with known significant nuclear  activities - have yet to sign additional protocols, while 25 States - including 12 with significant nuclear  activities - have signed additional protocols but still need to bring these into force. Out of the States  party to the Treaty on the Non-Proliferation of Nuclear Weapons (NPT), 43 have yet to bring into  force comprehensive safeguards agreements with the Agency pursuant to that Treaty. For the IAEA  safeguards system to be able to provide credible assurance regarding both the non-diversion of nuclear  material and the absence of undeclared nuclear material and activities, it must be given the requisite  authority. This will require that all States having made non-proliferation commitments - in particular  those with significant nuclear activities - bring into force and implement the legal instruments of the  strengthened safeguards system.

 

                GC(49)/11, 16 August 2004

 

IAEA General Conference Resolution (September 2003):

 

3. Bearing in mind the importance of achieving the universal application of the Agency’s safeguards system, urges all States which have yet to bring into force comprehensive safeguards agreements to do so as soon as possible;

 

GC(47)/RES/11

 

IAEA General Conference Resolution (September 2002):

 

3. Bearing in mind the importance of achieving the universal application of the Agency’s safeguards system, urges all States which have yet to bring into force comprehensive safeguards agreements to do so as soon as possible;

 

GC(46)/RES/12

 

IAEA General Conference Resolution (September 2001):

 

3. Bearing in mind the importance of achieving the universal application of the Agency’s safeguards system, urges all States which have yet to bring into force comprehensive safeguards agreements to do so as soon as possible;

 

GC(45)/RES/13

 

IAEA General Conference Resolution (September 2000):

 

7. Urges those non-nuclear-weapon States which have yet to bring into force comprehensive safeguards agreements to do so as soon as possible;

 

GC(44)/RES/19

 

IAEA General Conference, Resolution (September 1998):

 

2. Calls upon the States concerned to implement resolution 1172 (1998) of the Security Council of the United Nations;

 

3.  Calls upon the States concerned to conclude promptly, consistent with their safeguards commitments and pending their adherence to the Treaty on the Non-Proliferation of Nuclear Weapons, the additional protocols as called for by resolution GC(41)/RES/16;

 

4.  Urges all States that have not yet done so, particularly those States that operate unsafeguarded nuclear facilities, to become Parties to the Treaty on the Non-Proliferation of Nuclear Weapons and place all their nuclear material and facilities under comprehensive Agency safeguards as required by that Treaty, and to become Parties to the Comprehensive Nuclear-Test-Ban Treaty, without delay and without conditions …

 

GC(42)/RES/19

 

UN Security Council Presidential Statement (1992)

 

“On nuclear proliferation, they note the importance of the decision of many countries to adhere to the Non-Proliferation Treaty and emphasize the integral role in the implementation of that Treaty of fully effective IAEA safeguards, as well as the importance of effective export controls.”

 

UN Security Council, Declaration by Heads of State on Disarmament, Arms Control, and Weapons of Mass Destruction, 31 January 1992.

 

UN Security Council Resolution 487 (1981)

 

Calls upon Israel urgently to place its nuclear facilities under the safeguards of the International Atomic Energy Agency.

 

                UN Security Council Resolution 487, adopted unanimously, 19 June 1981.

 

Full-Scope Safeguards in the Tlatelolco Treaty

 

“Each Contracting Party shall negotiate multilateral or bilateral agreements with the International Atomic Energy Agency for the application of its safeguards to its nuclear activities.”

 

Article 13

 

Full-Scope Safeguards in the Pelindaba Treaty

 

 “1. The safeguards referred to in subparagraph (b) of the article 9 shall in respect of each Party be applied by the International Atomic Energy Agency as set forth in an agreement negotiated and concluded with the Agency on all source or special fissionable material in all nuclear activities within the territory of the Party, under its jurisdiction or carried out under its control anywhere.”

 

Annex II

 

Full-Scope Safeguards in the Bangkok Treaty

 

Each State Party which has not done so shall conclude an agreement with the IAEA for the application of full scope safeguards to its peaceful nuclear activities not later than eighteen months after the entry into force for that State Party of this Treaty.

 

Article 5.

 

Full-Scope Safeguards in the Rarotonga Treaty

 

1. The safeguards referred to in Article 8 shall in respect of each Party be applied by the IAEA as set forth in an agreement negotiated and concluded with the IAEA on all source or special fissionable material in all peaceful nuclear activities within the territory of the Party, under its jurisdiction or carried out under its control anywhere.

 

Annex II

[…]

Each Party undertakes:

 

        (a) not to provide source or special fissionable material, or equipment or material especially designed or prepared for the processing, use or production of special fissionable material for peaceful purposes to:

(i)                 any non-nuclear-weapon State unless subject to the safeguards required by Article III.1 of the NPT ...”.

 

Article 4

 

UNGA Res 59/76 (2004)

 

Welcoming the steady increase in the number of States that have signed and/or concluded additional protocols to their International Atomic Energy Agency  safeguards agreements in recent years, and sharing the hope that the Agency’s  safeguards system will be further strengthened through the universalization of  safeguards agreements and the additional protocols,

 

 

Welcomes  the adoption of resolution GC(48)/RES/14 on 24 September  2004 by the General Conference of the International Atomic Energy Agency, 8 in  which it is recommended that States members of the Agency continue to consider  implementing the elements of the plan of action outlined in resolution  GC(44)/RES/19, adopted on 22 September 2000 by the General Conference of the  Agency, 9 and in the Agency’s updated plan of action of February 2004, with the aim  of facilitating the entry into force of comprehensive safeguards agreements and  additional protocols, and calls for the early and full implementation of that  resolution;

 

Path to Total Eliminaton of Nuclear Weapons, 3 Dec 04

 

 

UNGA Resolution 59/106 (2004)

 

Mindful of the immediate need for placing all nuclear facilities in the region of the Middle East under full-scope safeguards of the International  Atomic Energy Agency, …

 

2. Reaffirms the importance of Israel’s accession to the Treaty on  the Non-Proliferation of Nuclear Weapons 5 and placement of all its nuclear  facilities under comprehensive International Atomic Energy Agency  safeguards, in realizing the goal of universal adherence to the Treaty in the  Middle East;   3. Calls upon that State to accede to the Treaty on the NonProliferation of Nuclear Weapons without further delay and not to develop,  produce, test or otherwise acquire nuclear weapons, and to renounce  possession of nuclear weapons, and to place all its unsafeguarded nuclear  facilities under full-scope International Atomic Energy Agency safeguards  as an important confidence-building measure among all States of the region  and as a step towards enhancing peace and security;

 

UNGA Res 59/106 (3 Dec 04)

 

 

UNGA Resolution 56/24 N (29 November 2001):

 

11. Welcomes the adoption and stresses the importance of resolution GC(45)/RES/13, adopted on 21 September 2001 by the General Conference of the International Atomic Energy Agency in which it is recommended that the Director General of the Agency, its Board of Governors and member States continue to consider implementing the elements of the plan of action outlined in resolution GC(44)/RES/19,6 adopted on 22 September 2000 by the General Conference of the International Atomic Energy Agency, to promote and facilitate the conclusion and entry into force of safeguards agreements and additional protocols, and calls for the early and full implementation of that resolution; …

 

New Agenda Resolutions:

 

“9.  Also calls upon those States that have not yet done so to conclude full-scope safeguards agreements with the International Atomic Energy Agency and to conclude additional protocols to their safeguards agreements on the basis of the Model Protocol approved by the Board of Governors of the Agency on 15 May 1997.”

 

“Towards a Nuclear-Weapon-Free World:  The Need for a New Agenda,” UNGA Res. 53/77 Y, adopted by a vote of 114-18-38 on 4 December 1998. [Note:  A section calling on all States that have not yet done so to “adhere unconditionally and without delay” to the NPT and to “take all the necessary measures which flow from adherence to this instrument” passed on the same day by a separate vote of 160-3-2.]

 

See also:  Resolutions 54/54G; 55/33C; 57/59; 58/51.

 

UNGA Resolutions encouraging full-scope safeguards in Africa

 

Calls upon the African States parties to the Treaty on the Non-Proliferation of Nuclear Weapons4 that have not yet done so to conclude comprehensive safeguards agreements with the International Atomic Energy Agency pursuant to the Treaty, thereby satisfying the requirements of article 9 (b) of and annex II to the Treaty of Pelindaba when it enters into force, and to conclude additional protocols to their safeguards agreements on the basis of the Model Protocol approved by the Board of Governors of the Agency on 15 May 1997.

            Resolution 58/30 (2003).

 

            See also:  Resolutions52/46; 54/48; 56/17.

 

UNGA Resolutions on full-scope safeguards in the Middle East:

 

 

“2.  Calls upon all countries of the region [Middle East] that have not done so, pending the establishment of the zone, to agree to place all their nuclear activities under International Atomic Energy safeguards.”

 

“Establishment of a Nuclear-Weapon-Free Zone in the Middle East,” UNGA Res. 53/74, adopted without a vote on 4 December 1998. 

 

See also:  UNGA Resolutions 52/34; 52/41; 53/74; 53/80; 54/51; 54/57; 55/30; 55/36; 56/21; 56/27; 57/55; 57/97; 58/34; 58/68; 59/63; 59/106.

 

 

NAM Statement (2004), Middle East context:

 

The Ministers reiterated the support for the establishment in the Middle East of a zone free of all weapons of mass destruction. … pending its establishment, they demanded on Israel, the only country in the region that has not joined the Treaty on the Non-Proliferation of Nuclear Weapons (NPT) nor declared its intention to do so, to renounce possession of nuclear weapons, to accede to the NPT without delay, to place promptly all its nuclear facilities under IAEA full-scope safeguards according to Security Council Resolution 487 (1981) and to conduct its nuclear related activities in conformity with the non-proliferation regime.

 

                Final Document, XIV Ministerial Conference of NAM, Durban, 19 August 2004

 

See also:  similar statement in Final Document, meeting of NAM Heads of State or Government, Kuala Lumpur, 25 February 2003, para. 81.

 

NAM Statement (1999):

 

“The States parties call on the nuclear-weapon States and all States not party to the Treaty to place their nuclear facilities under full-scope safeguards of IAEA . . . The States Parties support the principles that new supply arrangements for the transfer of source or special fissionable material or equipment or material specially designed or prepared for the processing, use or production of a special fissionable material to non-nuclear-weapon States should require as a necessary precondition, acceptance by all States Parties of full-scope safeguards ...”.

 

Working Paper Presented by Members of the Non-Aligned Movement to the 1999 Preparatory Committee Meeting of States Parties to the NPT, 27 April 1999.

 

NAM Statement (1998)

 

“The States Parties call on the nuclear weapon States and all States not party to the Treaty to place their nuclear facilities under full-scope safeguards of IAEA . . . The States Parties support the principles that new supply arrangements for the transfer of source or special fissionable material or equipment or material specially designed or prepared for the processing, use or production of a special fissionable material to non-nuclear-weapon States should require as a necessary precondition, acceptance by all States Parties of full-scope safeguards ...”.

 

Working Paper Presented by Members of the Non-Aligned Movement to the 1998 Preparatory Committee Meeting of States Parties to the NPT, 28 April 1998.

 

Report of UN Secretary-General’s High-Level Panel (2005)

 

28. The Board of Governors of the International Atomic Energy Agency (IAEA) should recognize the Model Additional Protocol as today’s standard for IAEA safeguards, and the Security Council should be prepared to act in cases of serious concern over non-compliance with non-proliferation and safeguards standards.

           

A more secure world:  Our shared responsibility, Recommendation 28.

 

 

Actions by the Nuclear Suppliers Group

 

“At their meeting in Warsaw on April 3, 1992, the Adherents to the Nuclear Suppliers Guidelines . . . have adopted following policy on full scope safeguards as a condition of future nuclear supplies:

 

(a)     The transfer of nuclear facilities, equipment, components, material and technology as referred to in the export trigger list of the Guidelines for Nuclear Transfers (see INFCIRC/254), should not be authorised to a non-nuclear-weapon State unless that State has brought into force an agreement with the IAEA requiring the application of safeguards on all source and special fissionable material in its current and future peaceful nuclear activities.”

 

“Statement on Full-Scope Safeguards,” Meeting of Adherents to the Nuclear Suppliers Guidelines, Warsaw, 31 March - April 3, 1992, INFCIRC/405/Attachment.

 

* * *

Safeguards”

 

“4. (a) Suppliers should transfer trigger list items to a non-nuclear-weapon State only when the receiving State has brought into force an agreement with the IAEA requiring the application of safeguards on all source and special fissionable material in its current and future peaceful activities.”

 

Guidelines for Nuclear Transfers (Revision of NSG London Guidelines of 1977), INFCIRC/254/Rev. 1/Part 1/Mod. 1, July 1993, Lucerne, Switzerland, 1 April 1993

 

* * *

“ESTABLISHMENT OF EXPORT LICENSING PROCEDURES”

 

“Whether the recipient state is a party to the Nuclear Non-Proliferation Treaty . . . and has an IAEA safeguards agreement in force applicable to all its peaceful nuclear activities.”

 

Guidelines for Transfers of Nuclear-Related Dual-Use Equipment, Material, and Related Technology, INFCIRC 254/REV.3/PT.2, 24 February 1998.

 

* * *

“. . . the NSG decided in 1992:

 

“[para 15] . . . to make a fullscope safeguards agreement with the IAEA a condition for the future supply of trigger list items to any non-nuclear weapons state. This decision ensured that only NPT parties and other states with fullscope safeguards agreements could benefit from nuclear transfers.”

 

16. The endorsement at the 1995 NPT Review and Extension Conference (NPTREC) of the fullscope safeguards policy already adopted by the NSG in 1992 clearly reflects the conviction of the international community that this nuclear supply policy is a vital element to promote shared nuclear nonproliferation commitments and obligations.

 

“The Nuclear Suppliers Group: Its origins, role and activities,” INFCIRC/539, 13 September 1997.

 

US Domestic Law

 

[In accordance with Sec. 123 of the Atomic Energy Act of 1954, all US agreements for nuclear cooperation with non-nuclear-weapon states (as defined in the NPT) require full-scope IAEA safeguards.  This has been US law since 1978.]